Tag Archive for SEC

making mischief after the midterms?

On Wednesday, October 3,  the day after the midterm elections, I spoke with Nancy Marshall Genzer of Marketplace Radio.  Nancy asked me what impact the new Republican majority in the House of Representatives might have on the financial reform process.…

fees will go on and on

Let’s face it.  Very few people have a clue how much money gets deducted from their mutual funds and then used to pay sales, marketing and service expenses.  These ongoing, “hidden” deductions are above and beyond management fees that also…